Financial & Commercial
Law Firm
- Investment Managers
- Hedge Fund Managers
- Venture Capitalists
- Wealth Managers
- Fintechs
- Broker-Dealers
Trusted by
- Investment Managers
- Hedge Fund Managers
- Venture Capitalists
- Wealth Managers
- Fintechs
- Broker-Dealers












Financial & Commercial Law Firm
- Investment Managers
- Hedge Fund Managers
- Venture Capitalists
- Wealth Managers
- Fintechs
- Broker-Dealers
500+ Startups and VCs Advised
100+ Successful Representations
20+ Attorneys
Banking Law
- Regulatory Compliance: Advising on compliance with federal and state banking regulations.
- Bank Formation and Licensing: Assisting in the formation and licensing of new banks.
- Mergers and Acquisitions: Providing legal support for banking transactions.
- Risk Management and Consumer Protection: Advising on risk management practices and compliance with consumer protection laws.
Investment Law
- Investment Fund Formation: Assisting in the formation and structuring of investment funds.
- Regulatory Compliance: Advising on compliance with investment regulations.
- Securities Offerings: Providing guidance on securities offerings for investment funds.
- Portfolio Management and Investor Relations: Advising on legal aspects of portfolio management and communication with investors.
Securities Law
- SEC Registration and Compliance: Assisting companies with seamless SEC registration, including meticulous preparation and filing of documentation such as Form ADV.
- Regulatory Compliance Programs: Developing robust compliance programs tailored to SEC standards.
- Corporate Governance: Advising on best practices to enhance transparency and accountability.
- Securities Offerings: Guiding public and private securities offerings, including IPOs and private placements.
- Periodic Reporting and Disclosure: Supporting the preparation and filing of SEC-required reports like 10-Ks, 10-Qs, and 8-Ks.
- Insider Trading Compliance: Establishing compliance policies and preparing for SEC examinations.
Corporate Finance
- Capital Raising: Advising on equity and debt financing strategies.
- Mergers and Acquisitions: Offering legal expertise in due diligence and transaction negotiations.
- Corporate Restructuring and Governance: Assisting in restructuring and advising on governance practices.
- Regulatory Compliance: Ensuring adherence to corporate finance regulations.
Tax Law
- Tax Planning and Optimization: Developing strategies to minimize tax liabilities and optimize financial outcomes.
- Corporate and International Tax Advisory: Addressing tax implications of business transactions and cross-border issues.
- Tax Compliance: Ensuring compliance with federal, state, and local tax laws.
- Estate and Wealth Planning: Offering strategies to minimize estate and gift taxes.
- Tax Credits and Incentives: Identifying opportunities to reduce tax burdens.