Financial & Commercial
Law Firm

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Financial & Commercial Law Firm

500+ Startups and VCs Advised

100+ Successful Representations

20+ Attorneys

Banking Law

  • Regulatory Compliance: Advising on compliance with federal and state banking regulations.
  • Bank Formation and Licensing: Assisting in the formation and licensing of new banks.
  • Mergers and Acquisitions: Providing legal support for banking transactions.
  • Risk Management and Consumer Protection: Advising on risk management practices and compliance with consumer protection laws.

 

Investment Law

  • Investment Fund Formation: Assisting in the formation and structuring of investment funds.
  • Regulatory Compliance: Advising on compliance with investment regulations.
  • Securities Offerings: Providing guidance on securities offerings for investment funds.
  • Portfolio Management and Investor Relations: Advising on legal aspects of portfolio management and communication with investors.

 

Securities Law

  • SEC Registration and Compliance: Assisting companies with seamless SEC registration, including meticulous preparation and filing of documentation such as Form ADV.
  • Regulatory Compliance Programs: Developing robust compliance programs tailored to SEC standards.
  • Corporate Governance: Advising on best practices to enhance transparency and accountability.
  • Securities Offerings: Guiding public and private securities offerings, including IPOs and private placements.
  • Periodic Reporting and Disclosure: Supporting the preparation and filing of SEC-required reports like 10-Ks, 10-Qs, and 8-Ks.
  • Insider Trading Compliance: Establishing compliance policies and preparing for SEC examinations.

 

Corporate Finance

  • Capital Raising: Advising on equity and debt financing strategies.
  • Mergers and Acquisitions: Offering legal expertise in due diligence and transaction negotiations.
  • Corporate Restructuring and Governance: Assisting in restructuring and advising on governance practices.
  • Regulatory Compliance: Ensuring adherence to corporate finance regulations.

 

Tax Law

  • Tax Planning and Optimization: Developing strategies to minimize tax liabilities and optimize financial outcomes.
  • Corporate and International Tax Advisory: Addressing tax implications of business transactions and cross-border issues.
  • Tax Compliance: Ensuring compliance with federal, state, and local tax laws.
  • Estate and Wealth Planning: Offering strategies to minimize estate and gift taxes.
  • Tax Credits and Incentives: Identifying opportunities to reduce tax burdens.

 

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